iM Securities Holds '2026 Ethics and Compliance Day' Event... Strengthens Internal Control System
iM Securities held its “2026 Ethics and Compliance Day” event.
iM Securities held its “2026 Ethics and Compliance Day” event on the 28th at Leaders Hall on the 6th floor of the Korea Financial Investment Education Institute in Yeouido, Seoul. iM Securities
View original imageAccording to iM Securities on October 29, the event was held to promote the establishment of an effective internal control system. More than 160 people attended, including all executives, department heads, and leaders responsible for putting ethical management into practice.
Kang Inje, an attorney at Kim & Chang, led training on internal controls and anti-corruption. The training reviewed key compliance trends and practical anti-corruption controls that securities company employees should understand, helping strengthen employees’ internal control capabilities. Choi Changseok, a managing director at Deloitte Anjin, then led training on amendments to the Act on Corporate Governance of Financial Companies and responsibility maps. The session covered how to understand responsibility maps, practical approaches to implementing them, and key issues, with the aim of strengthening employees’ sense of responsibility.
The “Compliance and Ethical Management Pledge Ceremony” was also held to encourage employees to practice internal controls voluntarily. It was organized to promote compliance and ethical management and reinforce employees’ commitment to putting them into practice, thereby raising awareness of internal controls. All employees took part by reading the ethics charter aloud.
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Park Taedong, president of iM Securities, said, “We will make ethics and compliance the starting point for all our work and regard internal controls not as a regulation, but as a means of achieving sound growth. Management will also lead by example in fostering an organizational culture of communication and trust, where people can raise concerns freely and work together to resolve them.”
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