NH Investment & Securities Implements Organizational Restructuring and Executive Appointments... Establishes Issuance Note Management Department

NH Investment & Securities announced on December 10 that it had carried out a reorganization and executive appointments to build organizational capabilities aimed at achieving its 2026 management goal of “sustained return on equity (ROE) of 12%.”

First, in the retail division, the company established an organizational structure to create an independent management accountability system and to internalize AX (AI Transformation). The existing Wealth Management (WM) Division and Digital Business Division have been converted into independent management units, strengthening responsibility and authority for growth by channel. Accordingly, the Retail Business Headquarters has been abolished, and a new Channel Solutions Division has been established to expand the scope of work by providing product and content solutions for both divisions and integrating personal and corporate pension businesses. In particular, the Digital Business Division has been reorganized around a “mission-based cross-functional organization” to internalize AX and enhance digital wealth management capabilities.

In the Investment Banking (IB) division, the company reorganized to focus on core competencies and strengthen internal controls. The IB1 Division, specializing in corporate finance, has been renamed the “IB Division,” while the IB2 Division, specializing in real estate and infrastructure finance, has been renamed the “Real Estate & Infrastructure Division,” allowing each to focus on its core strengths. In addition, the issuance note and equity-linked bond (ELB) management functions of the Structured Finance Division have been transferred to the Asset Management Division to strengthen internal controls and completely eliminate conflicts of interest risks.

In the asset management division, the company implemented a reorganization to establish a virtuous cycle structure for customer funds. The asset management functions transferred from the IB Division have been integrated with alternative asset investment functions, and a new “Issuance Note Management Department” has been established, laying the foundation for an integrated asset management organization. Through this, the company aims to enhance profitability, establish a virtuous cycle for customer funds, and expand its investment spectrum to include venture capital and overseas private lending.

In the wholesale business division, the company reorganized the Swap Team into a Swap Department and incorporated the Hong Kong Swap Desk to expand the swap business and ensure the completeness of the prime brokerage value chain. Through this, NH Investment & Securities plans to achieve its strategic objectives of diversifying its client base and stabilizing its revenue structure by securing the integrity of the prime brokerage value chain.

Additionally, in the company-wide support division, the Financial Consumer Protection Headquarters has been upgraded to a division to strengthen core competencies for sustainable growth, and consumer protection functions will be enhanced in line with the policy direction of financial authorities.

A representative from NH Investment & Securities stated, “This reorganization focuses on maximizing the growth potential of our core businesses-retail, IB, asset management, and wholesale-while strengthening the virtuous cycle structure for customer funds. We have laid the foundation to secure structural profitability and become a leading securities firm in the market.”

NH Investment & Securities also announced executive-level appointments on the same day. In particular, the company appointed young executives with expertise and capabilities to foster a merit-based organizational culture.

This content was produced with the assistance of AI translation services.